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LICKISS v. FINANCIAL INDUSTRY REGULATORY AUTHORITY

No. A134179.

208 Cal.App.4th 1125 (2012)

146 Cal. Rptr. 3d 173

EDWIN E. LICKISS, Plaintiff and Appellant, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, Defendant and Respondent.

Court of Appeals of California, First District, Division Four.

August 23, 2012.

Attorney(s) appearing for the Case

Law Office of Jeffrey S. Salisbury and Jeffrey S. Salisbury for Plaintiff and Appellant.

Gibson, Dunn & Crutcher, Ethan D. Dettmer and Rachel A. Flipse for Defendant and Respondent.

OPINION

REARDON, J. —

Appellant Edwin E. "Mike" Lickiss filed a petition in state court seeking to expunge his public securities brokerage records held within the central registration depository (CRD) database maintained by respondent Financial Industry Regulatory Authority (FINRA). In that petition Lickiss cited the court's jurisdiction under FINRA rule 2080(a) (rule 2080),1 as well

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