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SECURITIES & EXCH. COM'N v. ADVANCE GROWTH CAPITAL CORP.

No. 71-1817.

470 F.2d 40 (1972)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellant, v. ADVANCE GROWTH CAPITAL CORPORATION et al., Defendants-Appellees.

United States Court of Appeals, Seventh Circuit.

Decided November 13, 1972.

Attorney(s) appearing for the Case

G. Bradford Cook, Walter P. North, Robert E. Kushner, Attys., Securities & Exchange Commission, Washington, D. C., John I. Mayer, S. & E. C., Chicago, Ill., for plaintiff-appellant.

Peter D. Giachini, Maywood, Ill., John Powers Crowley, Chicago, Ill., John J. Murphy, Maywood, Ill., for defendants-appellees.

Before DUFFY and MURRAH, Senior Circuit Judges, and JUERGENS, District Judge.

MURRAH, Senior Circuit Judge.

This action is brought by the Securities and Exchange Commission (Commission) pursuant to Sections 36 and 42(e) of the Investment Company Act of 1940, 15 U.S.C. § 80a-35 and 41(e), against Advance Growth Capital Corporation, Peter D. Giachini, Chairman of Advance Growth's Board of Directors, and John J. Murphy, the company's president and director.

The Investment Company Act is a comprehensive regulatory scheme designed to...

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