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GARRISON v. SAGEPOINT FINANCIAL, INC.

No. 69625-4-1-I.

345 P.3d 792 (2015)

Jack M. GARRISON; the Garrison Family LLC, a Washington limited liability company; Lesa B. Neugent, individually and as Trustee of the Jack M. Garrison and Charlotte L. Garrison Revocable Trust, the Jack M. Garrison Survivor's Trust, the Charlotte L. Garrison Marital Trust, The Charlotte L. Garrison Exempt Marital Trust; The Charlotte L. Garrison Exempt Family Trust FBO Mark Garrison, and the Charlotte L. Garrison Exempt Family Trust FBO Lesa Neugent, Appellants, v. SAGEPOINT FINANCIAL, INC., a Delaware corporation licensed to business in Washington, f/k/a AIG Financial Advisors, Inc., Respondent, Mark M. Garrison and Michelle Garrison, his wife, and their marital community, Defendants.

Court of Appeals of Washington, Division 1.

Publication Ordered January 30, 2015.

Attorney(s) appearing for the Case

Jason T. Dennett , Carl Jerome Carlson , Tousley Brain Stephens PLLC, Seattle, WA, for Appellant.

Mark M Garrison, (Appearing Pro Se), Michelle Garrison, (Appearing Pro Se), Chanhassen, MN, Troy Donald Greenfield , Averil Budge Rothrock , Schwabe Williamson & Wyatt PC, Shannon Lavell McDougald , Trent M. Latta , McDougald & Cohen P.S., Seattle, WA, for Respondent.

¶ 1 Mark M. Garrison was a licensed investment advisor and co-owner of a financial advice firm, Acumen Financial Group Inc. In 1999, Mark1 entered into an independent contractor agreement with AIG Financial Advisors Inc. to act as a registered securities representative (stockbroker). In 2002, Mark...

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