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PENNINGTON v. CUNA BROKERAGE SECURITIES

No. 2008 CA 0589.

5 So.3d 172 (2008)

Mary P. PENNINGTON v. CUNA BROKERAGE SECURITIES, INC. and Brad F. Fortier.

Court of Appeal of Louisiana, First Circuit.

October 1, 2008.

Attorney(s) appearing for the Case

Joseph M. Myers, Covington, LA, for Plaintiff/Appellant, Mary P. Pennington.

William J. Perry, New Orleans, LA, for Defendants/Appellees, CUNA Brokerage Services, Inc. and Brad F. Fortier.

Before CARTER, C.J., WHIPPLE and DOWNING, JJ.

WHIPPLE, J.

Plaintiff, Mary P. Pennington, appeals the trial court judgment denying her motion to vacate an arbitration award rendered in favor of the defendants, CUNA Brokerage Services, Inc. ("CUNA") and its registered representative, Brad F. Fortier, and dismissing her claims with prejudice. We reverse.

BACKGROUND

The dispute and resulting appeal arises out of losses Ms. Pennington sustained in investments made on her behalf in mutual stock funds...

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