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ALTMAN v. U.S. S.E.C.

No. 10 Civ. 09141(RJH).

768 F.Supp.2d 554 (2011)

Steven ALTMAN, Plaintiff, v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Mary L. Schapiro, Chairman, and Elizabeth M. Murphy, Secretary, Defendants.

United States District Court, S.D. New York.

March 6, 2011.

Attorney(s) appearing for the Case

Jeffrey C. Hoffman , William A. Rome , Hoffman & Pollok LLP, Steven Altman , Altman & Company P.C., New York, NY, Mitchell A. Stein , Stein Law, P.C., Northport, NY, Erik Brandon Zarkowsky , Law Office of Erik B. Zarkowsky, Riverhead, NY, for Plaintiff.

Christopher Mark Bruckmann , Securities and Exchange Commission, Washington, DC, for Defendants.

MEMORANDUM OPINION AND ORDER

RICHARD J. HOLWELL, District Judge.

Attorney Steven Altman sues the United States Securities and Exchange Commission ("SEC" or the "Commission"), its Chairwoman Mary L. Schapiro, and its secretary Elizabeth M. Murphy, seeking injunctive relief including that this Court (1) stay SEC administrative proceedings against him and (2) compel the SEC to vacate its decision sanctioning Altman with a lifetime ban. After an administrative...

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