SLATER v. A.G. EDWARDS & SONS, INC.

Attorney(s) appearing for the Case

Andrew L. Zivitz , Kessler Topaz Meltzer & Check, LLP, Radnor, PA ( Benjamin J. Sweet , Christopher L. Nelson , Michelle M. Newcomer , and Richard A. Russo, Jr. , Kessler Topaz Meltzer & Check, LLP, Radnor, PA, and Betsy C. Manifold and Patrick H. Moran , Wolf Haldenstein Adler Freeman & Herz LLP, San Diego, CA, and Turner W. Branch and Cynthia L. Zedalis , Branch Law Firm, Albuquerque, NM, with him on the briefs), Attorneys for Appellants.

Jonathan C. Dickey , Gibson, Dunn & Crutcher LLP, New York, NY ( Sapna Desai , Gibson, Dunn & Crutcher LLP, New York, NY, and Blaine H. Evanson , Gibson Dunn & Crutcher LLP, Los Angeles, CA, with him on the brief), for Appellees A.G. Edwards & Sons, Inc., BB & T Capital Markets, Citigroup Global Markets Inc., Oppenheimer & Company, Inc., RBC Dain Rauscher Corp., and Stifel, Nicolaus & Co., Inc., and Steven M. Farina (Margaret A. Keeley and Allison B. Jones with him on the brief), Williams & Connolly LLP, Washington, DC, for Appellee FBR Capital Markets & Co., formerly known as Friedman, Billings, Ramsey & Co., and David C. Bohan, David Stagman, Laura A. Brake and John F. Anzelc, Katten Muchin Rosenman LLP, Chicago, IL, on the brief for Defendant UBS Securities LLC and Appellee Bear, Stearns & Company, now J.P. Morgan Securities LLC.

Before TYMKOVICH, HOLLOWAY, Senior Judge, and HOLMES, Circuit Judges.