ROTHSTEIN v. UBS AG

Docket No. 11-0211-cv.

708 F.3d 82 (2013)

Rachel ROTHSTEIN, Fred Rothstein, Nora Rothstein, Jenny Rubin, Deborah Rubin, Daniel Miller, Abraham Mendelson, Stuart Elliot Hersh, Renay E. Frym, Noam Rozenman, Elena Rozenman, Tzvi Rozenman, Shaul Stern, individually and as personal representative of the Estate of Leah Stern, Joseph Stern, Shimson Stern, Yocheved Kushner, Julia Katz, Alice Feinstein, Charles Feinstein, Emile Feinstein, Alexander Feinstein, Chaim Kaplan, individually and as natural guardian of plaintiffs Mushka Kaplan, Arye Leib Kaplan, Menachem Kaplan, Chana Kaplan, Efraim Kaplan, Rivka Kaplan, individually and as natural guardian of plaintiffs Mushka Kaplan, Arye Leib Kaplan, Menachem Kaplan, Chana Kaplan, Efraim Kaplan, Mushka Kaplan, minor, Arye Leib Kaplan, minor, Menachem Kaplan, minor, Chana Kaplan, minor, Efraim Kaplan, minor, Avishai Reuvane, Elisheva Aron, Chayim Kumer, Nechama Kumer, Netanel Herskovitz, Martin Herskovitz and Pearl Herskovitz, Bennett and Paula Finer, individually and as legal guardians for plaintiff Chana Nachenberg, Chana Nachenberg, David Nachenberg, Sara Nachenberg, minor, Zev Finer, Shoshana Finer Ohana, Howard M. Green, and Mina Dora Green, Plaintiffs-Appellants, v. UBS AG, Defendant-Appellee.

United States Court of Appeals, Second Circuit.

Decided: February 14, 2013.


Attorney(s) appearing for the Case

Nathaniel A. Tarnor , Washington, D.C. ( Robert J. Tolchin , Jaroslawicz & Jaros, New York, NY, on the brief), for Plaintiffs-Appellants.

Jonathan Rosenberg , New York, New York ( Daniel L. Cantor , Jacqueline V. Roeder , O'Melveny & Myers, New York, NY; Jonathan D. Hacker , Anton Metlitsky , O'Melveny & Myers, Washington, D.C.; Andrew J. Pincus , Marc R. Cohen , Alex C. Lakatos , Paul W. Hughes , Mayer Brown, Washington, D.C., on the brief), for Defendant-Appellee.

Pillsbury Winthrop Shaw Pittman, New York, NY ( Frederick A. Brodie , of counsel), filed a brief for Amicus Curiae Government of Switzerland, in support of Appellee.

Dechert, New York, NY ( Linda C. Goldstein , of counsel; Brian D. Ginsberg , Covington & Burling, New York, NY, of counsel), filed a brief for Amici Curiae Institute of International Bankers, Association of German Banks, economiesuisse, European Banking Federation, Federation of German Industries, French Banking Federation, Mouvement des Entreprises de France, and Swiss Bankers Association, in support of Appellee.

Before: KEARSE, LOHIER, and DRONEY, Circuit Judges.


KEARSE, Circuit Judge:

Plaintiffs Rachel Rothstein et al. appeal from a judgment of the United States District Court for the Southern District of New York, Jed S. Rakoff, Judge, dismissing their action brought under the Anti-Terrorism Act ("ATA"), 18 U.S.C. § 2331 et seq., against defendant UBS AG ("UBS"), alleging that plaintiffs were direct or indirect victims of terrorist attacks in Israel facilitated by UBS's furnishing

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