Colin WILSON, Plaintiff-Appellant,
Ronald Levy, Michael Bonde, Plaintiffs,
v.
MERRILL LYNCH & CO., INC., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Defendants-Appellees.
United States Court of Appeals, Second Circuit.https://leagle.com/images/logo.png
William F. Sullivan , Paul, Hastings, Janofsky & Walker LLP, Los Angeles, CA ( Howard M. Privette , D. Scott Carlton , Paul, Hastings, Janofsky & Walker LLP, Los Angeles, CA, Stephen B. Kinnaird , Paul, Hastings, Janofsky & Walker LLP, Washington, D.C., Barry Sher , Paul, Hastings, Janofsky & Walker LLP, New York, NY, Kevin M. Carroll , Associate General Counsel, The Securities Industry and Financial Markets Association, of counsel) for amicus curiae The Securities Industry and Financial Markets Association.
Before: KEARSE, SACK, and KATZMANN, Circuit Judges.
United States Court of Appeals, Second Circuit.
KATZMANN, Circuit Judge:
This case requires us to determine when a broker-dealer's disclosures of its market activities suffice to negate a claim that these activities are "manipulative" within the meaning of the securities laws.
Plaintiff-Appellant Colin Wilson appeals from a judgment of the United States District Court for the Southern District of New York (Preska, C.J.) dismissing his complaint with prejudice. Wilson, a purchaser of auction rate...
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