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S.E.C. v. DiBELLA

Docket Nos. 08-1673-cv(L), 08-3797-cv(CON).

587 F.3d 553 (2009)

SECURITIES and EXCHANGE COMMISSION, Plaintiff-Appellee, v. William A. DiBELLA and North Cove Ventures LLC, Defendants-Appellants.

United States Court of Appeals, Second Circuit.

Decided: November 25, 2009.

Attorney(s) appearing for the Case

James A. Wade, (William J. Kelleher, III, Thomas J. Donlon, on the brief), Robinson & Cole LLP, Stamford, CT, for Defendants-Appellants.

Luis de la Torre, Senior Litigation Counsel (Jacob H. Stillman, Solicitor, on the brief), for Andrew N. Vollmer, Acting General Counsel, Securities and Exchange Commission, Washington, DC, for Plaintiff-Appellee.

Before: MINER, WESLEY, Circuit Judges, and STANCEU, Judge.

Background

WESLEY, Circuit Judge:

William DiBella ("DiBella") and North Cove Ventures LLC ("NCV") (together "defendants-appellants") appeal from a judgment entered in the United States District Court for the District of Connecticut (Burns, J.), following a jury verdict, in an enforcement action brought by the Securities and Exchange Commission (the "SEC"). Specifically, defendants-appellants challenge: (1) the jury having found defendants-appellants...

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