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STROH v. SATURNA CAPITAL CORPORATION

Case No. 2:16-cv-00283-TSZ.

GORDON SCOTT STROH, Plaintiff, v. SATURNA CAPITAL CORPORATION, NICHOLAS KAISER and JANE CARTEN, Defendants.

United States District Court, W.D. Washington, Seattle.

June 9, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Securities and Exchange Commission, Movant, represented by Thomas J. Karr , U.S. SECURITIES AND EXCHANGE COMMISSION.

Gordon Scott Stroh, Plaintiff, represented by Christopher Brian Wells , LANE POWELL PC & Claire Loebs Davis , LANE POWELL PC.

Saturna Capital Corporation, Defendant, represented by Brendan Thomas Mangan , DAVIS WRIGHT TREMAINE, Jeffrey B. Coopersmith , DAVIS WRIGHT TREMAINE, Max Bamberger Hensley , DAVIS WRIGHT TREMAINE & Rachel H. Herd , DAVIS WRIGHT TREMAINE.

Nicholas Kaiser, Defendant, represented by Brendan Thomas Mangan , DAVIS WRIGHT TREMAINE, Jeffrey B. Coopersmith , DAVIS WRIGHT TREMAINE, Max Bamberger Hensley , DAVIS WRIGHT TREMAINE & Rachel H. Herd , DAVIS WRIGHT TREMAINE.

Jane Carten, Defendant, represented by Brendan Thomas Mangan , DAVIS WRIGHT TREMAINE, Jeffrey B. Coopersmith , DAVIS WRIGHT TREMAINE, Max Bamberger Hensley , DAVIS WRIGHT TREMAINE & Rachel H. Herd , DAVIS WRIGHT TREMAINE.

PRETRIAL ORDER

Federal Jurisdiction

There is federal jurisdiction in this case because Plaintiff is pursuing two federal statutory claims that have survived motions to dismiss: Plaintiff's Sarbanes-Oxley claim under 18 U.S.C. § 1514A and his Dodd-Frank claim under 15...

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