UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. VEROS FARM LOAN HOLDING LLC

No. 1:15-cv-00659-JMS-MJD.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. VEROS FARM LOAN HOLDING LLC, TOBIN J. SENEFELD, FARMGROWCAP LLC, PINCAP LLC, and PIN FINANCIAL LLC, Defendants.

United States District Court, S.D. Indiana, Indianapolis Division.

February 16, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER


Attorney(s) appearing for the Case

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, represented by Doressia L. Hutton , U.S. SECURITIES AND EXCHANGE COMMISSION.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, represented by Robert M. Moye , U.S. SECURITIES AND EXCHANGE COMMISSION.

VEROS FARM LOAN HOLDING LLC, Defendant, represented by J. Richard Kiefer , BINGHAM GREENEBAUM DOLL LLP & John F. McCauley , BINGHAM GREENEBAUM DOLL LLP.

TOBIN J. SENEFELD, Defendant, represented by Jeanine R. Kerridge , BARNES & THORNBURG LLP.

FARMGROWCAP LLC, Defendant, Pro Se.

PINCAP LLC, Defendant, Pro Se.

PIN FINANCIAL LLC, Defendant, Pro Se.

MAINSOURCE BANK, Creditor, represented by James E. Rossow, Jr. , RUBIN & LEVIN, PC.

MAINSOURCE BANK, Intervenor, represented by Joshua W. Casselman , RUBIN & LEVIN, P.C..

BROYLES CO., Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

NICOLE BROYLES, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

CHERRY FARMS, LLC, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

CHERRY FAMILY LAND, LLC, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

CHERRY AG SERVICES, LLC, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

HIGH VOLTAGE PAINTING, LLC, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

JAMES E. CHERRY, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

SUSAN L. CHERRY, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

CHRIS A. CHERRY, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

CRISTI K. CHERRY, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

JEFFREY A. CHERRY, Interested Party, represented by Caroline E. Richardson , MCNEELY STEPHENSON, Cynthia A. Bedrick , MCNEELY STEPHENSON THOPY & HARROLD, Frank Garrett , MCNEELY STEPHENSON & J. Lee McNeely , MCNEELY STEPHENSON THOPY & HARROLD.

ERIC ARMSTRONG, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JENNIFER ARMSTRONG, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

DAVID BEDNARZ, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

PATRICIA BEDNARZ, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JONAH BEER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

SARAH BEER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

DON BICE, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

ISAAC BREWER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JULIE BREWER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JOSE CARDENAS, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

ASTRID CARDENAS, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

PATRIZIA CAVOZZONI, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

ROBERT CHRISTIANSON, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JOHN FRIEDMAN, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

DOUG GARRISON, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JUDI GARRISON, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JODY FRIEDMAN, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

ANDRE GUILLAUME, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP, Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Scott A. Adams , SCOTT A. ADAMS, ATTORNEY AT LAW.

ALVIN HAAB, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

CAROL HAAB, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

BARRY GRIFFIN, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

GLENDA GRIFFIN, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

DAVID HATCHETT, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

TIM HILLSTROM, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

LORI HILLSTROM, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

BILL HARLOW, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JAMES HULSKOTTER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

MARY HUSE, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

DANNON HULSKOTTER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

BART JACKSON, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

SAMUEL JUDD, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

WENDY JAMES, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

KELLY KEENAN, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

SAM KEGERREIS, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

KAREN KEGERREIS, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

LARRY KAELIN, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JOSEPH LOSCO, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JASON LUCHTEFELD, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

MICHAEL KLUESNER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

MATT MCCRADY, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

TRACY MILLER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JULIE MILLER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

TOM MASON, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

SANDRA MASON, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

DAVID MOROKNEK, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

BARBARA MOROKNEK, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

GEORGE NAPIER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

NAPIER MARIE, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

DOUG MILLER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

DANA MILLER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

KIM PRATHER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

RENEE REINER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

GENE RUND, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

PRISCELLA RUND, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

PHIL ROBERTS, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

SHEILA ROBERTS, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

MYRON SCHROER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

ROBERT POOLE, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

NANCY POOLE, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

KURT SHOWALTER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

LORETTA SHOWALTER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

ERIK STREIB, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JEREMY REINHARDT, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

WES TAYLOR, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

ANNE TURNER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

TODD SCHUMACHER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

BRIAN TRETTER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

KEVIN TRETTER, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP & Jonathan D. Mattingly , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JEANNE WHITE, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

DARRELL WEBB, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

TIM WILLIAMS, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JEANENE WILLIAMS, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

MIKE WATKINS, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

JACK WHITLOCK, Interested Party, represented by Hamish S. Cohen , MATTINGLY BURKE COHEN & BIEDERMAN LLP.

WILLIAM E. WENDLING, JR., Receiver, represented by Anne Hensley Poindexter & William Edwin Wendling, Jr. , COHEN GARELICK & GLAZIER.


ORDER

In April 2015, the United States Securities and Exchange Commission ("SEC") initiated this action against Veros Partners, Inc. ("Veros"), an SEC-registered investment advisor located in Indianapolis, Indiana, three individuals...

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