STRATTE-McCLURE v. MORGAN STANLEY

No. 13-0627-cv.

776 F.3d 94 (2015)

Joel STRATTE-McCLURE, Plaintiff, Fjarde Ap-Fonden, Plaintiff-Appellant, Plaintiff Stateboston Retirement System, State-Boston Retirement System, Movant-Appellant, v. MORGAN STANLEY, a Delaware Corporation, John J. Mack, Zoe Cruz, David Sidwell, Thomas Colm Kelleher, Thomas V. Daula, Defendants-Appellees, Gary G. Lynch, Defendant.

United States Court of Appeals, Second Circuit.

Decided: January 12, 2015.


Attorney(s) appearing for the Case

David Kessler ( Andrew L. Zivitz , Kimberly A. Justice , Richard A. Russo, Jr. , Joshua A. Materese , on the brief) Kessler Topaz Meltzer & Check, LLP, Radnor, PA, for Plaintiff-Appellant Fjarde AP-Fonden and for the Class.

Javier Bleichmar ( Jonathan M. Plasse , Joseph A. Fonti , Wilson M. Meeks , on the brief), Labaton Sucharow LLP, New York, NY, for Movant-Appellant State-Boston Retirement System and for the Class.

Robert F. Wise, Jr. ( Charles S. Duggan , Andrew Ditchfield , on the brief), Davis Polk & Wardwell LLP, New York, NY, for Defendants-Appellees.

Before: CABRANES, WESLEY, and LIVINGSTON.


Lead Plaintiffs State-Boston Retirement System and Fjarde AP-Fonden brought this putative securities fraud class action on behalf of themselves and other similarly situated investors ("Plaintiffs") pursuant to Sections 10(b) and 20(a), 15 U.S.C. §§ 78j(b) and 78t(a), of the Securities Exchange Act of...

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