KHAZIN v. TD AMERITRADE HOLDING CORP.

No. 14-1689.

773 F.3d 488 (2014)

Boris KHAZIN, Appellant, v. TD AMERITRADE HOLDING CORPORATION; TD Ameritrade Inc; Amerivest Investment Management Company; Lule Demmissie, Individually.

United States Court of Appeals, Third Circuit.

Opinion Filed: December 8, 2014.


Attorney(s) appearing for the Case

Keith N. Biebelberg, Esq. ARGUED, Biebelberg & Martin, Millburn, NJ, Attorneys for Appellant.

Aaron P. Taishoff, Esq. ARGUED, Baritz & Colman, New York, NY, Attorneys for Appellees.

Before: FUENTES, GREENBERG, and COWEN, Circuit Judges.


OPINION OF THE COURT

Alleging that TD Ameritrade had fired him for reporting securities violations to his supervisor, Boris Khazin filed suit for whistleblower retaliation pursuant to the Dodd-Frank Act. Although Khazin had signed an arbitration agreement with TD Ameritrade, he argued that it had been nullified...

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