Petitioners petition for review of a final order of the Commodity Futures Trading Commission affirming violations of the Commodities and Exchange Act and assessing a civil monetary penalty of $2.375 million. We AFFIRM the finding of liability, but find that the civil monetary penalty imposed was not reasonable in light of the violations at issue and that in assessing the penalty, mitigating...
Let's get started
Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.
- Updated daily.
- Uncompromising quality.
- Complete, Accurate, Current.