APPL. TO ENFORCE ADMIN. SUBP. OF S.E.C. v. KNOWLES

No. 95-1425.

87 F.3d 413 (1996)

In the Matter of an APPLICATION TO ENFORCE ADMINISTRATIVE SUBPOENAS DUCES TECUM OF the SECURITIES AND EXCHANGE COMMISSION, Applicant-Appellee, v. Gaye B. KNOWLES, Respondent-Appellant.

United States Court of Appeals, Tenth Circuit.

June 20, 1996.


Attorney(s) appearing for the Case

Raymond L. Robin, Olle, Macaulay & Zorrilla, Miami, Florida, (David W. Stark, Amy J. Griffin, Otten, Johnson, Robinson, Neff & Ragonetti, P.C., Denver, Colorado, with him on the briefs), for Respondent-Appellant.

Robert M. Fusfeld, Securities and Exchange Commission, Denver, Colorado, (Simon M. Lorne, General Counsel, Jacob H. Stillman, Associate General Counsel, Katharine B. Gresham, Assistant General Counsel, Catherine A. Broderick, Counsel to the Assistant General Counsel, Securities and Exchange Commission, Washington, D.C., Paul Gonson, Solicitor, of Counsel, on the brief), for Applicant-Appellee.

Before SEYMOUR, BRORBY, and MURPHY, Circuit Judges.


MURPHY, Circuit Judge.

This case arises out of the enforcement by the district court against the appellant, a foreign national, of two administrative subpoenas duces tecum issued by the Securities and Exchange Commission. The appellant argues that the district court lacked personal jurisdiction to enforce the subpoenas. The district court held that it did not need personal jurisdiction over the appellant to do so.

The question presented is whether the appellant...

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