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OPPENHEIMER v. PRUDENTIAL SECURITIES INC.

No. 95-50887 Summary Calendar.

94 F.3d 189 (1996)

Kaye Butler OPPENHEIMER, Plaintiff-Appellant, v. PRUDENTIAL SECURITIES INCORPORATED, also known as Prudential Bache Securities, Inc.; and Robert E. Green, Defendants-Appellees.

United States Court of Appeals, Fifth Circuit.

September 6, 1996.

Attorney(s) appearing for the Case

Larry Wayne Kimes, Austin, TX, for Plaintiff-Appellant.

Steven J. Berry, Gardere & Wynne, Dallas, TX, Michael V. Marconi, Dallas, TX, for Defendants-Appellee.

Before GARWOOD, WIENER, and PARKER, Circuit Judges.

ROBERT M. PARKER, Circuit Judge:

FACTS

In March of 1987, Kaye B. Oppenheimer ("Oppenheimer"), opened an account with Thomson McKinnon Securities ("TMS"). Robert E. Green1 ("Green"), served as Oppenheimer's stockbroker while her account was maintained at TMS. After opening the account with TMS, Oppenheimer purchased approximately 11 separate securities over a two-year period.

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