CONNECTICUT NATIONAL BANK v. GIACOMI

(15089)

233 Conn. 304 (1995)

CONNECTICUT NATIONAL BANK v. ROBERT A. GIACOMI CONNECTICUT NATIONAL BANK v. JOSEPH J. SANTOPIETRO CONNECTICUT NATIONAL BANK v. JOSEPH SANTORO ET AL. CONNECTICUT NATIONAL BANK v. JACK R. GIACOMI CONNECTICUT NATIONAL BANK v. JOHN J. DEPASTINO ET AL. CONNECTICUT NATIONAL BANK v. ROBERT R. ROSA

Supreme Court of Connecticut.

Decision released May 30, 1995.


Attorney(s) appearing for the Case

Darrell K. Fennell, with whom, on the brief, were Philip M. Chiappone, Michael Winger and Jeffrey A. Rinde, for the appellant (plaintiff).

James E. Hartley, Jr., with whom, on the brief, was Robin L. Bialy, for the appellees (defendant Robert A. Giacomi et al.).

Richard P. Weinstein, with whom, on the brief, was Peter B. Rustin, for the appellees (defendant Joseph Santoro et al.).

Eileen McGann filed a brief for the appellee (defendant Joseph J. Santopietro).

PETERS, C. J., and BORDEN, BERDON, NORCOTT and KATZ, JS.


KATZ, J.

The primary issue in this appeal is whether a person who "aids and abets" another person's fraudulent conduct in connection with a securities transaction has violated General Statutes (Rev. to 1993) § 36-472 of the Connecticut Uniform Securities Act (CUSA).1 The plaintiff, Connecticut National Bank (CNB),2 brought suit, as payee, against the defendants,3 as makers...

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