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COTTON v. SLONE

Nos. 1599, 1769, Dockets 93-7112, 93-7114.

4 F.3d 176 (1993)

Julie COTTON, Plaintiff-Appellee-Cross-Appellant, v. William SLONE, Defendant-Appellant-Cross-Appellee.

United States Court of Appeals, Second Circuit.

Decided September 10, 1993.

Attorney(s) appearing for the Case

Anthony A. Ball, Hartford, CT (Leslee B. Ives, Gillen & Ball, P.C., Hartford, CT, of counsel), for defendant-appellant-cross-appellee.

Eliot B. Gersten, Hartford, CT (Gersten & Clifford, Hartford, CT, of counsel) for plaintiff-appellee-cross-appellant.

Before: PIERCE, WALKER and JACOBS, Circuit Judges.

JACOBS, Circuit Judge:

In October 1989, Julie Cotton, a small-scale investor, sued William Slone, a licensed stockbroker, claiming he mishandled her investment account. Cotton's complaint, brought in the United States District Court for the District of Connecticut (Cabranes, J.), alleges violations of federal and state securities laws, and breach of contract. On January 19, 1993, after more than three years of litigation, the district court granted a default judgment...

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