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EDWARD D. JONES & CO. v. SORRELLS

No. 90-3202.

957 F.2d 509 (1992)

EDWARD D. JONES & COMPANY and Gary Aleff, Plaintiffs-Appellees, v. Duane SORRELLS, Mildred Sorrells and Curt Sorrells, Defendants-Appellants.

United States Court of Appeals, Seventh Circuit.

Decided March 23, 1992.

Attorney(s) appearing for the Case

Bruce C. Oetter, (argued), Helen P. Gab, Bryan Cave, St. Louis, Mo., L. Andrew Brehm, James Adducci, Schuyler, Roche & Zwirner, Chicago, Ill., for plaintiffs-appellees.

Paul J. Sussman, (argued), Steven Samson, Sussman & Samson, Chicago, Ill., for defendants-appellants.

Before BAUER, Chief Judge, and COFFEY and FLAUM, Circuit Judges.

COFFEY, Circuit Judge.

This is an appeal of a district court order vacating in part a National Association of Securities Dealers, Inc. ("NASD") arbitration award. Because we agree with the district court's determination that Section 15 of the NASD Code of Arbitration Procedure makes the relevant claims ineligible for NASD arbitration, we affirm.

FACTUAL BACKGROUND

The essential facts are undisputed. Edward D. Jones & Co. ("Jones") is a St. Louis...

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