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S.E.C. v. FIRST CITY FINANCIAL CORP., LTD.

No. 88-5232.

890 F.2d 1215 (1989)

SECURITIES AND EXCHANGE COMMISSION v. FIRST CITY FINANCIAL CORPORATION, LTD., et al., Appellants.

United States Court of Appeals, District of Columbia Circuit.

Decided December 1, 1989.

Attorney(s) appearing for the Case

Arthur L. Liman, New York City, for appellants.

Paul Gonson, Sol., S.E.C., with whom Daniel L. Goelzer, Gen. Counsel, Jacob H. Stillman, Associate Gen. Counsel, Washington, D.C., Eric Summergrad, Asst. Gen. Counsel, Joseph A. Franco, Atty., S.E.C., were on the brief, for appellee.

Before EDWARDS, GINSBURG, and SILBERMAN, Circuit Judges.

Opinion for the Court filed by Circuit Judge SILBERMAN.

Concurring statement filed by Circuit Judge GINSBURG, in which Circuit Judge EDWARDS joins.

SILBERMAN, Circuit Judge:

Section 13(d) of the Securities Exchange Act of 1934, 15 U.S.C. § 78m(d), requires any person who has directly or indirectly obtained the beneficial ownership of more than 5 percent of any registered equity security to disclose within 10 days certain information to the issuer...

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