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UNITED STATES v. WALDMAN

No. 77-1434.

579 F.2d 649 (1978)

UNITED STATES of America, Appellee, v. Robert WALDMAN and David E. Dick, Defendants, Appellants.

United States Court of Appeals, First Circuit.

Decided June 16, 1978.

Attorney(s) appearing for the Case

Manuel Katz, Boston, Mass., with whom Henry D. Katz, Boston, Mass., was on brief, for appellants.

Michael A. Collora, Asst. U. S. Atty., Boston, Mass., with whom Edward F. Harrington, U. S. Atty., Boston, Mass., was on brief, for appellee.

Before COFFIN, Chief Judge, CAMPBELL and BOWNES, Circuit Judges.

COFFIN, Chief Judge.

Defendants-appellants Waldman and Dick were convicted and sentenced on fifteen counts of securities fraud violating 15 U.S.C. § 77q(a) and 77x.1 Each count alleged that defendants mailed a confirmation of purchase of a security, involving a different transaction on a different day.2 The indictment, listing 58 counts, was returned on March...

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