BARNES, Circuit Judge:
Defendants were charged with a third defendant, Carrano, in a 27-count indictment with conspiracy (Count One) and substantive counts of violation of the Security Exchange Act of 1934 and federal mail and wire fraud statutes. The two appeals arise under the same set of facts and have the same record. This brief factual statement applies to both cases.
Copp and D'Honau dealt with the common stock and "5% Adjustment Preferred" of Eastern...
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