1. Home
  2. Browse Decisions
  3. P.3d
  4. 333 P.3d
  5. 333 P.3d 424 (2014)
 

GARRISON v. SAGEPOINT FINANCIAL, INC.

No. 69625-4-1-I.

333 P.3d 424 (2014)

181 Wn. App. 805

Jack M. GARRISON; the Garrison Family LLC, a Washington limited liability company; Lesa B. Neugent, individually and as Trustee of the Jack M. Garrison and Charlotte L. Garrison Revocable Trust, the Jack M. Garrison Survivor's Trust, the Charlotte L. Garrison Marital Trust, the Charlotte L. Garrison Exempt Marital Trust; the Charlotte L. Garrison Exempt Family Trust FBO Mark Garrison, and the Charlotte L. Garrison Exempt Family Trust FBO Lesa Neugent, Appellants, v. SAGEPOINT FINANCIAL, INC., a Delaware corporation licensed to business in Washington, f/k/a AIG Financial Advisors, Inc., Respondent, Mark M. Garrison and Michelle Garrison, his wife, and their marital community, Defendants.

Court of Appeals of Washington, Division 1.

July 14, 2014.

Attorney(s) appearing for the Case

Jason T. Dennett , Carl Jerome Carlson , Tousley Brain Stephens PLLC, Seattle, WA, for Appellants.

Mark M. Garrison, Michelle Garrison, (Appearing Pro Se), Chanhassen, MN, Troy Donald Greenfield , Averil Budge Rothrock , Schwabe Williamson & Wyatt PC, Seattle, WA, for Respondent.

SCHINDLER, J.

¶ 1 Mark M. Garrison was a licensed investment advisor and co-owner of a financial advice firm, Acumen Financial Group Inc. In 1999, Mark entered into an independent contractor agreement with AIG Financial Advisors Inc. to act as a registered securities representative (stockbroker).1 In 2002, Mark's grandparents Jack and Charlotte Garrison established the Garrison Family LLC. In 2006, Jack and Charlotte transferred all...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases