1. Home
  2. Browse Decisions
  3. P.3d
  4. 452 P.3d
  5. 452 P.3d 525 (2019)
 

ASHTON v. DEPT. OF COMMERCE

No. 20180510-CA.

452 P.3d 525 (2019)

2019 UT App 170

Stephen Abraham ASHTON and One for the Money Financial Inc., Petitioners, v. DEPARTMENT OF COMMERCE and Securities Commission, Respondents.

Court of Appeals of Utah.

Filed October 18, 2019.

Attorney(s) appearing for the Case

Stephen K. Christiansen , Attorney for Petitioners.

Sean D. Reyes , Salt Lake City, and Erin T. Middleton , Attorneys for Respondents.

Judge David N. Mortensen authored this Opinion, in which Judges Kate Appleby and Diana Hagen concurred.

Opinion

¶1 Stephen Abraham Ashton—an individual unlicensed to act as an investment adviser in the state of Utah—acted as an investment adviser in the state of Utah. Consequently, Ashton was investigated by the Division of Securities (Division) and fined $250,000 by the Utah Securities Commission (Commission...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases