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LIU v. S.E.C.

No. 18-1501.

140 S.Ct. 1936 (2020)

Charles C. LIU, et al., Petitioners v. SECURITIES AND EXCHANGE COMMISSION

Supreme Court of United States.

Decided June 22, 2020.

Attorney(s) appearing for the Case

Gregory G. Rapawy , Washington, D.C., for the petitioners.

Deputy Solicitor General Malcolm L. Stewart for the respondent.

Hervé Gouraige , Sills Cummis & Gross P.C., Newark, New Jersey, Michael K. Kellogg , Gregory G. Rapawy , Benjamin S. Softness , Julia L. Haines , Kellogg, Hansen, Todd, Figel & Frederick, P.L.L.C., Washington, D.C., for Petitioners.

Robert B. Stebbins , General Counsel, Michael A. Conley , Solicitor, Hope H. Augustini , Jeffrey A. Berger , David D. Lisitza , Daniel Staroselsky , Senior Litigation Counsel, Kerry J. Dingle , Senior Counsel, Securities and Exchange, Commission, Washington, D.C., Noel J. Francisco , Solicitor General, Malcolm L. Stewart , Deputy Solicitor General, Vivek Suri , Assistant to the Solicitor General, Department of Justice, Washington, D.C., for Respondent.

In Kokesh v. SEC, 581 U. S. ___, 137 S.Ct. 1635, 198 L.Ed.2d 86 (2017), this Court held that a disgorgement order in a Securities and Exchange Commission (SEC) enforcement action imposes a "penalty" for the purposes of 28 U.S.C. § 2462, the...

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