LYMAN v. J.P. MORGAN CHASE & CO.

450919/20. Appeal No. 14803. Case No. 2020-04672.

200 A.D.3d 525 (2021)

160 N.Y.S.3d 21

2021 NY Slip Op 06954

Richard Lyman, Also Known as Richard P. Lyman, Appellant, v. J.P. Morgan Chase & Co., as Successor in Interest to Hambrecht & Quist, et al., Respondents.

Appellate Division of the Supreme Court of New York, First Department.

Decided December 14, 2021.


Attorney(s) appearing for the Case

Joseph T. Adragna , Huntington, for appellant.

Duane Morris LLP, New York ( Charles J. Keeley of counsel), for respondents.

Concur—Kapnick, J.P., González, Rodriguez, Pitt, JJ.


In this 2019 action sounding in breach of bailment contract, conversion, and fraud, plaintiff Richard Lyman alleges that in September 2000, approximately 26,000 shares of stock then worth over $450,000 were sold without his authorization from an account at defendant Hambrecht & Quist (Hambrecht), which had been acquired by defendant JP Morgan in 1999. As set forth in the complaint, plaintiff was a founder and general partner of Health Care Ventures, LLC (HCV), a firm...

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