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MATTER OF LEE

531501.

196 A.D.3d 975 (2021)

2021 NY Slip Op 04518

In the Matter of the Claim of Dennis Lee, Appellant. AXA Advisors LLC, Respondent. Commissioner of Labor, Respondent.

Appellate Division of the Supreme Court of New York, Third Department.

Decided July 22, 2021.

Attorney(s) appearing for the Case

Dennis Lee, Middle Village, appellant pro se.

Ogletree, Deakins, Nash, Smoak & Stewart, PC, New York City ( Patrick M. Collins of counsel), for AXA Advisors LLC, respondent.

Garry, P.J., Lynch and Colangelo, JJ., concur.

AXA Advisors LLC is a broker-dealer registered to sell life insurance policies and annuities, stocks, mutual funds and other investment products. Claimant began working for AXA under a three-year "training allowance" agreement in 1993. After that agreement terminated in 1996, claimant entered into a new agreement as a licensed agent,...

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