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WEY v. NASDAQ, INC.

651684/18. Appeal No. 12449-12449A-12449B. Case No. 2020-01548.

188 A.D.3d 587 (2020)

132 N.Y.S.3d 634

2020 NY Slip Op 06878

Benjamin Wey et al., Appellants-Respondents, v. NASDAQ, Inc., et al., Respondents-Appellants.

Appellate Division of the Supreme Court of New York, First Department.

Decided November 19, 2020.

Defendant Nasdaq Stock Market LLC is a self-regulatory organization (SRO) (see e.g. United States v Wey, 252 F.Supp.3d 237, 244 [SD NY 2017]). Under the circumstances alleged in the complaint, the Nasdaq Stock Market, its parent (defendant Nasdaq, Inc.), and the individual defendants, who are officers and/or employees of Nasdaq and/or the Nasdaq Stock Market, are entitled to absolute immunity (see e.g. D'Alessio v New York Stock Exch., Inc.,

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