PEOPLE v. CHARLES SCHWAB & CO., INC.

9559, 453388/09.

109 A.D.3d 445 (2013)

971 N.Y.S.2d 267

2013 NY Slip Op 5722

THE PEOPLE OF THE STATE OF NEW YORK by ANDREW W. CUOMO, Attorney General of the State of New York, Appellant, v. CHARLES SCHWAB & CO., INC., Respondent.

Appellate Division of the Supreme Court of New York, First Department.

Decided August 27, 2013.


Appeal from order, Supreme Court, New York County (O. Peter Sherwood, J.), entered October 31, 2011, which granted defendant's motion to dismiss the complaint pursuant to CPLR 3211 (a) (7), deemed appeal from judgment, same court and Justice, entered April 4, 2012, dismissing the complaint, and, so considered, said judgment unanimously modified, on the law, to deny the motion as to the second and third causes of action insofar as they are based upon conduct that took place...

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