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SULLIVAN FIN. GROUP v. WRYNN

513062.

94 A.D.3d 90 (2012)

939 N.Y.S.2d 761

2012 NY Slip Op 1727

In the Matter of SULLIVAN FINANCIAL GROUP, INC., et al., Appellants, v. JAMES J. WRYNN, as Superintendent of Insurance, Respondent.

Appellate Division of the Supreme Court of New York, Third Department.

Decided March 8, 2012.

Attorney(s) appearing for the Case

Keidel, Weldon & Cunningham, L.L.P., White Plains ( James C. Keidel of counsel), for appellants.

Eric T. Schneiderman , Attorney General, New York City ( Matthew W. Grieco of counsel), for respondent.

ROSE, SPAIN, MALONE JR. and McCARTHY, JJ., concur.

OPINION OF THE COURT

MERCURE, A.P.J.

In January 2010, the Insurance Department* issued regulation No. 194, which is entitled "Producer Compensation Transparency" and codified at 11 NYCRR part 30. The regulation requires insurance producers—defined as insurance intermediaries such as brokers or agents who advise purchasers seeking to buy insurance (see Insurance Law...

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