FRANKEL v. SARDIS

115836/08, 2834

76 A.D.3d 136 (2010)

904 N.Y.S.2d 18

SOFIA FRANKEL, Appellant, v. JEFFREY SARDIS et al., Respondents, et al., Respondents.

Appellate Division of the Supreme Court of New York, First Department.

Decided June 15, 2010.


Attorney(s) appearing for the Case

Kraus & Zuchlewski LLP, New York ( Robert D. Kraus of counsel), for appellant.

Wollmuth Maher & Deutsch LLP, New York City ( William F. Dahill and Michael P. Burke of counsel), and Law Offices of Dan Brecher , New York City, for respondents.

SAXE, J.P., CATTERSON, RICHTER and ABDUS-SALAAM, JJ., concur.


OPINION OF THE COURT

RENWICK, J.

Petitioner, a stock trader, commenced this CPLR article 75 proceeding to challenge an award rendered against her by the Financial Industry Regulatory Authority (FINRA), after a protracted arbitration proceeding. Petitioner claims that the arbitrators ruled on a matter not submitted to them by finding her jointly and severally liable with her former employer. Respondent investors crossed-moved to confirm the award. Supreme...

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