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IN THE MATTER OF RAITPORT v. SALOMON SMITH BARNEY INC.

57 A.D.3d 904 (2008)

870 N.Y.S.2d 414

In the Matter of ISAAC RAITPORT et al., Appellants, v. SALOMON SMITH BARNEY, INC., et al., Respondents.

Appellate Division of the Supreme Court of New York, Second Department.

December 23, 2008.

Ordered that the order is affirmed insofar as appealed from, with one bill of costs.

In May 2003 the petitioners initiated an arbitration claim before the National Association of Securities Dealers, Inc. (hereinafter NASD), against the respondents, Salomon Smith Barney, Inc. (hereinafter SSB), and CIBC World Markets Corp., also known as CIBC Oppenheimer & Co., Inc. (hereinafter CIBC). The petitioners alleged that the respondents' brokers failed to protect the...

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