IN THE MATTER OF WANNEN


57 A.D.3d 1029 (2008)

868 N.Y.S.2d 399

In the Matter of the Claim of CHARLES W. WANNEN, Respondent. ANDREW GARRETT INC., Appellant; COMMISSIONER OF LABOR, Respondent. (And Another Related Claim.)

Appellate Division of the Supreme Court of New York, Third Department.

December 4, 2008.


Claimant was employed as a stockbroker at an office located in Nassau County, which was operated by a partnership formed by Mark Goetz and Edward Goetz. The partnership entered into a contractual relationship with Andrew Garrett Inc., a securities broker/dealer licensed by the National Association of Securities Dealers (hereinafter NASD), wherein brokers employed by the partnership could make stock trades under Garrett's license...

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