GOLDENDALE INVESTMENTS, LTD. v. GREAT EASTERN SECURITIES, INC.

0600037/2008

2008 NY Slip Op 31864 (U)

DGOLDENDALE INVESTMENTS, LTD., SILVERSTEIN INVESTMENTS, LTD., and LEVI & KORSINSKY, LLP, Plaintiffs, v. GREAT EASTERN SECURITIES, INC., LEGENT CLEARING, LLC, JEFFREY N. SIME, SEI INVESTMENTS DISTRIBUTION CO., DANIEL P. SON, JEFFREY RAMSON, POINTE FINANCIAL GROUP COW., POINT CAPITAL, INC. (f/k/a POINTE CAPITAL, LLC), DANIEL LEVENE, PAUL RICHARDSON, PENSON FINANCIAL SERVICES, INC., SEAVIEW MEZZANINE FUND, LP, and GREAT EASTERN HOLDINGS, INC., Defendants.

Supreme Court of the State of New York, New York County.

June 30, 2008.


HELEN E. FREEDMAN, Judge.

Motions with sequence numbers 003 and 004 are consolidated for disposition.

In motion sequence 003, defendant Penson Financial Services, Inc., and individual defendant Daniel P. Son (collectively, "Penson"), seek an order, pursuant to the Federal Arbitration Act, 9 U.S.C. § 1, et seq., compelling plaintiffs Goldendale Investments, Ltd., Silverstein Investments, Ltd. (collectively, "the Clients"), and Levi & Korsinsky...

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