WILSON v. PERSHING, LLC

No. COA16-803.

801 S.E.2d 150 (2017)

Richard C. WILSON, Plaintiff, v. PERSHING, LLC; Bank of New York Mellon Corporation; JBS Liberty Securities, Inc.; The PNC Financial Services Group, Inc.; Synergy Investment Group, LLC; JBS Group, LLC; RBC Capital Markets Corporation; and John Doe 1, Defendants.

Court of Appeals of North Carolina.

Filed: May 16, 2017.


Attorney(s) appearing for the Case

Law Offices of Matthew K. Rogers, PLLC, Hickory, by Matthew K. Rogers , for plaintiff-appellant.

McGuireWoods, LLP, Charlotte, by Brian P. Troutman , Wm. Grayson Lambert , and Anita Foss , for defendants-appellees Pershing, LLC and Bank of New York Mellon Corporation.

Jones Law Firm, Concord, by Jeffrey D. Jones , for defendants-appellees JBS Liberty Securities, Inc. and Synergy Investment Group, LLC.

Poyner Spruill LLP, Charlotte, by Thomas L. Ogburn III and John M. Durnovich , for defendant-appellee The PNC Financial Services Group, Inc.

Womble Carlyle Sandridge & Rice, LLP, Charlotte, by W. Clark Goodman , for defendant-appellee RBC Capital Markets Corporation.


Plaintiff Richard C. Wilson appeals from an order dismissing his civil claims against Pershing, LLC (Pershing), Bank of New York Mellon (BNY Mellon), JBS Liberty Securities, Inc. (JBS Liberty), Synergy Investment Group, LLC (Synergy), JBS Group, LLC (JBS Group), RBC Capital Markets Corporation (RBCCMC), and John Doe I

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