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CARTER v. TD AMERITRADE HOLDING CORP.

No. COA11-254.

721 S.E.2d 256 (2012)

Dewey G. CARTER and wife, Gail M. Carter, Plaintiffs, v. TD AMERITRADE HOLDING CORPORATION, TD Ameritrade Trust Company, Fiserv Holding Company, Fiserv Trust Company, Lincoln Trust Company, NTC & Co., Capital Investor Group, Inc., Walter R. Reinhardt, Life Insurance Company of the Southwest, and J. Everett Johnson, Defendants.

Court of Appeals of North Carolina.

January 17, 2012.

Attorney(s) appearing for the Case

McDaniel & Anderson, L.L.P., Raleigh, by L. Bruce McDaniel , for plaintiffs-appellees.

Ellis & Winters LLP, Cary, by Leslie C. Packer , for defendants-appellants.

MARTIN, Chief Judge.

Plaintiffs, Dr. Dewey G. Carter and wife, Mrs. Gail M. Carter, filed their complaint in this action asserting various claims for losses they allegedly sustained in connection with certain investments they made beginning in 2001 with defendants Life Insurance Company of the Southwest (LSW), Walter R. Reinhardt and his company, Capital Investor Group, Inc., J. Everett Johnson, Fiserv Holding Company, its affiliate, Fiserv Trust Company, and their...

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