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MOSLEY v. AMERICAN EXP. FINANCIAL ADVISORS

No. DA 09-0023.

230 P.3d 479 (2010)

2010 MT 78

Gregg MOSLEY, Joy Farrell Mosley, Fred Fellows, Deborah Fellows, Gary Bauer, and Jana Bauer, Plaintiffs, Appellants, and Cross-Appellees v. AMERICAN EXPRESS FINANCIAL ADVISORS, INC., Britt B. Davis, Gary Wexler, Wex Wheels, Inc., and Keep It Simple Stupid, LLC, Defendants and Appellees, and American Express Financial Advisors, Inc., Cross-Appellant.

Supreme Court of Montana.

Decided April 13, 2010.

Attorney(s) appearing for the Case

For Appellant: Larry Jent, Williams & Jent, LLP, Bozeman, Montana, Christopher Harris, Attorney at Law, Bozeman, Montana.

For Appellee: J. Devlan Geddes, Trent M. Gardner, Goetz, Gallik & Baldwin, P.C., Bozeman, Montana.

Justice JAMES C. NELSON delivered the Opinion of the Court.

¶ 1 This case concerns a multi-million dollar financial scheme involving Britt Davis, who was employed with American Express Financial Advisors, Inc., now known as Ameriprise Financial, Inc. (hereinafter, Ameriprise). A jury in the Eighteenth Judicial District Court, Gallatin County, found that Davis had offered or sold unregistered securities to Gregg and Joy Farrell Mosley (the Mosleys) and Fred and...

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