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KNOWLES v. STATE EX REL. LINDEEN

No. DA 08-0016.

222 P.3d 595 (2009)

2009 MT 415

353 Mont. 507

Randall G. KNOWLES, Petitioner and Appellee, v. STATE of Montana, ex rel. Monica J. LINDEEN, Montana State Auditor and Ex Officio Commissioner of Securities, Respondent and Appellant.

Supreme Court of Montana.

Decided December 2, 2009.

Rehearing Denied January 13, 2010.

Attorney(s) appearing for the Case

For Appellant: Roberta Cross Guns, Montana State Auditor's Office, Helena, Montana.

For Appellee: Stanley T. Kaleczyc, Brand G. Boyar, Browning, Kaleczyc, Berry & Hoven, P.C., Helena, Montana.

Justice JAMES C. NELSON delivered the Opinion of the Court.

¶ 1 "It requires but little appreciation . . . of what happened in this country during the 1920's and 1930's to realize how essential it is that the highest ethical standards prevail in every facet of the securities industry." SEC v. Capital Gains Research Bureau, Inc., 375 U.S. 180, 186-87, 84 S.Ct. 275, 280, 11 L.Ed.2d...

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