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FINANCIAL SOLUTIONS AND ASSOC. v. CARNAHAN

No. WD 71332.

316 S.W.3d 518 (2010)

FINANCIAL SOLUTIONS AND ASSOCIATES, and Thomas Grimes, Appellants, v. Robin CARNAHAN, Secretary of State and Mathew Kitzi, Commissioner of Securities, Respondents.

Missouri Court of Appeals, Western District.

July 20, 2010.

Attorney(s) appearing for the Case

Steven W. Koslovsky, for Appellants.

Jeremiah Morgan, for Respondent.

Before Division Three: JAMES M. SMART, JR., Presiding Judge, JOSEPH M. ELLIS, Judge and GARY D. WITT, Judge.

JOSEPH M. ELLIS, Judge.

Appellants, Financial Solutions & Associates, Inc., (FSI) a St. Louis-based financial planning firm, and Michael Grimes (Grimes), the principle of FSI, (Appellants) appeal from an Order and Judgment of the Circuit Court of Cole County, which upheld the Findings of Fact, Conclusions of Law and Final Order (Final Order) issued by the Missouri Commissioner of Securities (Commissioner) finding that the Appellants engaged in an act, practice...

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