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NORTH ATLANTIC SECUR. v. OFFICE OF SECUR.

Docket: BCD-12-368.

92 A.3d 335 (2014)

2014 ME 67

NORTH ATLANTIC SECURITIES, LLC, et al. v. OFFICE OF SECURITIES.

Supreme Judicial Court of Maine.

Decided: May 15, 2014.

Attorney(s) appearing for the Case

Neal L. Weinstein, Esq. , Old Orchard Beach, (orally), for appellants North Atlantic Securities, LLC, Michael J. Dell'Olio & Associates, LLC, and Michael J. Dell'Olio.

Paul Stern , Dep. Atty. Gen. (orally), Office of the Attorney General, Augusta, for appellee Office of Securities.

Concurrence/Dissent: SAUFLEY, C.J. and MEAD, J.

ALEXANDER, J.

[¶ 1] North Atlantic Securities, LLC; Michael J. Dell'Olio & Associates, LLC; and Michael J. Dell'Olio appeal from a judgment entered in the Business and Consumer Docket (Nivison, J.) affirming the revocation of each of their securities licenses by the Securities Administrator of the Office of Securities. The revocations resulted from transactions in 2006 and 2008 through which Dell'Olio, his son, and the entities under Dell'Olio's control...

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