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BULLDOG INVESTORS GENERAL PARTNERSHIP v. SECRETARY OF THE COMMONWEALTH

SJC-10589.

457 Mass. 210 (2010)

BULLDOG INVESTORS GENERAL PARTNERSHIP & others v. SECRETARY OF THE COMMONWEALTH.

Supreme Judicial Court of Massachusetts, Suffolk.

July 2, 2010.

Attorney(s) appearing for the Case

Andrew Good (Philip G. Cormier with him) for the plaintiffs.

Pierce O. Cray, Assistant Attorney General (Peter W. Cassidy with him) for the defendant.

Present: MARSHALL, C.J., IRELAND, SPINA, COWIN, CORDY, & GANTS, JJ.

COWIN, J.

A hearing officer in the Securities Division (division) of the office of the Secretary of the Commonwealth (Secretary) found that the plaintiffs violated G. L. c. 110A, the Massachusetts Uniform Securities Act (act), by offering unregistered securities to a Massachusetts resident via electronic mail (e-mail). The plaintiffs sought judicial review of this ruling, and a judge in the Superior Court affirmed. The plaintiffs contend that their contacts with the...

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