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SCHNEIDER v. KANSAS SECURITIES COMMISSIONER

No. 115,383.

397 P.3d 1227 (2017)

Mark R. SCHNEIDER, Appellant, v. The KANSAS SECURITIES COMMISSIONER, Appellee.

Court of Appeals of Kansas.

Opinion filed June 2, 2017.

Attorney(s) appearing for the Case

Roger N. Walter and Trevor C. Wohlford , of Morris, Laing, Evans, Brock & Kennedy, Chtd., of Topeka, for appellant.

Thomas E. Knutzen , Ryan A. Kriegshauser , and Christopher D. Mann , of the Office of the Kansas Securities Commissioner, for appellee.

Before McAnany, P.J., Malone, J., and Stutzman, S.J.

Mark R. Schneider appeals the district court's decision affirming the Kansas Securities Commissioner's order finding that he engaged in a "`dishonest or unethical'" practice in the investment advisory business in violation of the Kansas Uniform Securities Act, K.S.A. 17-12a101 et seq., by selecting an investment for his client...

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