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CAPSTONE FINANCIAL ADVISORS v. PLYWACZYNSKI

No. 2-15-0957.

46 N.E.3d 419 (2015)

399 Ill. Dec. 381

2015 IL App (2d) 150957

CAPSTONE FINANCIAL ADVISORS, INC., Plaintiff-Appellant, v. Keith PLYWACZYNSKI, Mariner Wealth Advisors LLC, and Mariner Wealth Advisors LLC-Chicago, Defendants-Appellees.

Appellate Court of Illinois, Second District.

December 23, 2015.

Attorney(s) appearing for the Case

Ross I. Molho , of Clingen, Callow & McLean, LLC, Wheaton, and Kenneth J. Vanko , of Clingen, Callow & McLean, LLC, Lisle, for appellant.

Peter E. Cooper and John S. Monical , both of Lawrence, Kamin, Saunders & Uhlenhop, LLC, Chicago, and Sharron Ash , of Hamburger Law Firm, Englewood, NJ, for appellees.

OPINION

¶ 1 Keith Plywaczynski is a certified financial planner (CFP) who provides investment advice to businesses and high-net-worth individuals. He was formerly employed by Capstone Financial Advisors (Capstone), an investment advisory firm. He resigned from Capstone...

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