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PRINCIPAL SECURITIES, INC. v. GELBMAN

No. 23-0439.

PRINCIPAL SECURITIES, INC., Petitioner-Appellee, v. MARK A. GELBMAN, Respondent-Appellant.

Court of Appeals of Iowa.

Filed March 27, 2024.

Attorney(s) appearing for the Case

Jacob M. Oeth of Dickey, Campbell, & Sahag Law Firm, PLC, Des Moines, and Kevin D. Galbraith of The Galbraith Law Firm, LLC, New York, New York, for appellant.

Angel A. West of Maynard Nexsen, PC, Des Moines, and Kathryn Roe Eldridge of Maynard Nexsen, PC, Birmingham, Alabama, for appellee.

Considered by Bower, C.J., and Buller and Langholz, JJ.

Mark Gelbman appeals a district court ruling vacating an arbitration award concerning a form filed with the Financial Industry Regulatory Authority ("FINRA") by his former employer, Principal Securities, Inc. ("Principal"). Gelbman claimed in arbitration that the form was defamatory or misleading, though he also admitted it was "not...

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