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S.E.C. v. O'BRIEN

21cv9575 (DLC).

674 F.Supp.3d 85 (2023)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. James David O'BRIEN, Defendant.

United States District Court, S.D. New York.

Signed May 25, 2023.

Attorney(s) appearing for the Case

For plaintiff Securities and Exchange Commission: Bennett Ellenbogen , Paul G. Gizzi , Chevon N. Walker , Richard R. Best , Securities and Exchange Commission, New York Regional Office, 100 Pearl Street, Suite 20-100, New York, NY 10004.

For defendant James David O'Brien: John M. Hanamirian, Esq. , Hanamirian Law Firm, 40 E. Main Street, Moorestown, NJ 08057.

OPINION AND ORDER

The Securities and Exchange Commission ("SEC") brings this securities fraud action against James David O'Brien, alleging that O'Brien engaged in a multimillion-dollar market manipulation scheme. On February 3, 2023, the parties settled with respect to injunctive relief and stipulated that...

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