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S.E.C. v. SARGENT

Civil Action No. 19-11416-WGY.

589 F.Supp.3d 173 (2022)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Henry B. SARGENT, Defendant.

United States District Court, D. Massachusetts.

Filed March 8, 2022.

Attorney(s) appearing for the Case

Jonathan R. Allen , Eric A. Forni , Securities and Exchange Commission, Boston, MA, David J. D'Addio , US Attorney's Office, Boston, MA, for Plaintiff.

Christopher R. Neff , Peter R. Ginsberg , Pro Hac Vice, Moskowitz & Book LLP, New York, NY, David E. Danovitch , Sullivan & Worcester, LLP, New York, NY, Joseph J. Balliro, Jr. , Law Offices of Joseph J. Balliro, Jr., Winthrop, MA, for Defendant.

MEMORANDUM OF DECISION

I. INTRODUCTION

"Summary judgment is overused across our courts." SEC v. EagleEye Asset Mgmt., 975 F.Supp.2d 151, 155 (D. Mass. 2013). The late Judge Richard Arnold reflected...

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