1. Home
  2. Browse Decisions
  3. F.Supp.3d
  4. 538 F.Supp.3d
  5. 538 F.Supp.3d 1050 (2021)
 

S.E.C. v. SZTROM

Case No.: 3:21-cv-00086-H-RBB.

538 F.Supp.3d 1050 (2021)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Michael SZTROM, David Sztrom, and Sztrom Wealth Management, Inc., Defendants.

United States District Court, S.D. California.

Signed May 11, 2021.

Attorney(s) appearing for the Case

Michael Raymond Sew Hoy , Securities and Exchange Commission, Los Angeles, CA, for Plaintiff.

Natalie Prescott , Sean T. Prosser , Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. San Diego, CA, for Defendants.

ORDER DENYING DEFENDANTS' MOTION TO DISMISS COMPLAINT

On January 15, 2021, Plaintiff Securities and Exchange Commission ("SEC") filed a complaint against Defendants Michael Sztrom, David Sztrom, and Sztrom Wealth Management, Inc. ("Defendants"). (Doc. No. 1, Compl.) On March 30, 2021, Defendants filed a...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases