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WILLARD v. UP FINTECH HOLDING LTD.

19-CV-10326 (JMF).

527 F.Supp.3d 609 (2021)

Vicki Rongey WILLARD, individually and on behalf of all others similarly situated, et al., Plaintiffs, v. UP FINTECH HOLDING LIMITED, Tianhua Wu, John Fei Zeng, Yonggang Liu, Lei Fang, David Eric Friedland, Vincent Chun Hung Cheung, Binsen Tang, Xin Fan, Jian Liu, Xian Wang, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., AMTD Global Markets Limited, China Merchants Securities (HK) Co., Limited, and Top Capital Partners Limited, Defendants.

United States District Court, S.D. New York.

Signed March 17, 2021.

Attorney(s) appearing for the Case

Joseph Alexander Hood, II , Jeremy Alan Lieberman, Pomerantz LLP, New York, NY, for Plaintiff Vicki Rongey Willard.

Phillip C. Kim , The Rosen Law Firm, New York, NY, for Plaintiff Xiuhu Sun.

Jacob J. Waldman , Michael Barry Carlinsky , Quinn Emanuel Urquhart & Sullivan, New York, NY, for Defendants UP Fintech Holding Limited, Tianhua Wu, John Fei Zeng, Yonggang Liu, Lei Fang, David Eric Friedland, Vincent Chun Hung Cheung, Binsen Tang, Xin Fan, Jian Liu, Xian Wang.

Susannah Sidney Geltman , Anthony C. Piccirillo , Simpson Thacher & Bartlett LLP, New York, NY, for Defendants Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Top Capital Partners Limited.

OPINION AND ORDER

This putative class action arises out of an initial public offering conducted by UP Fintech Holding Limited ("UP Fintech"), an online brokerage firm that operates an app for Chinese-speaking investors to buy and sell...

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