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U.S. SECURITIES AND EXCHANGE COM'N v. DAUBENSPECK

No. 19-cv-5939.

469 F.Supp.3d 859 (2020)

U.S. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Keith G. DAUBENSPECK and Geoffrey L. Homer, Defendants.

United States District Court, N.D. Illinois, Eastern Division.

Signed June 29, 2020.

Attorney(s) appearing for the Case

Benjamin J. Hanauer , Richard Gregory Stoltz , U.S. Securities & Exchange Commission, Chicago, IL, for Plaintiff.

James L. Kopecky , Kopecky Schumahcer Rosenburg LLC, Chicago, IL, for Defendant Keith G. Daubenspeck.

Andrew J. Munro , Motor City Law, PLLC, Detroit, MI, for Defendant Geoffrey L. Homer.

Memorandum Opinion and Order

The U.S. Securities and Exchange Commission ("SEC") brought this action against Defendants Keith G. Daubenspeck and Geoffrey L. Homer alleging insider trading in the stock of Ulta Beauty, Inc. ("Ulta"). Homer entered into a bifurcated settlement with the SEC in...

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