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S.E.C. v. CHAN

Civil Action No. 16-cv-11106-ADB.

465 F.Supp.3d 18 (2020)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Schultz CHAN (a/k/a Jason Chan), Defendant.

United States District Court, D. Massachusetts.

Signed June 8, 2020.

Attorney(s) appearing for the Case

Charles D. Riely , Charu A. Chandrasekhar , David Oliwenstein , Pro Hac Vice, Lee A. Greenwood , Simona Suh , U.S. Securities and Exchange Commission New York Regional Office, New York, NY, Martin F. Healey , Securities and Exchange Commission, Boston, MA, for Plaintiff.

Matthew J. Tuttle , Pinkham Busny LLP, Woburn, MA, Peter C. Horstmann , Law Offices of Peter Charles Horstmann, Newton, MA, for Defendant.

MEMORANDUM AND ORDER ON PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT

This SEC action arises out of a government investigation of an insider trading scheme involving publicly traded shares of the Massachusetts-based biopharmaceutical company Akebia Therapeutics, Inc. ("Akebia"). In a related criminal case...

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